RECORD OF PROCEEDINGS
AIR FORCE BOARD FOR CORRECTION OF MILITARY RECORDS
IN THE MATTER OF: DOCKET NUMBER: BC-2013-03699
COUNSEL:
HEARING DESIRED: YES
APPLICANT REQUESTS THAT:
1. His Article 15, under the Uniformed Code of Military Justice
(UCMJ), be removed from his records.
2. He be reinstated into the Air Force.
3. Any adverse information regarding his Article 15 be removed
from his Unfavorable Information File (UIF), Evaluation
Performance Reports (EPRs), and Control Roster.
4. His line number to technical sergeant (TSgt) be reinstated.
5. He be considered for other forms of relief in law and equity
as may be applicable due to his 9 years of service and multiple
deployments while serving in the Air Force.
APPLICANT CONTENDS THAT:
In an 11-page brief, the applicants counsel makes the following
key contentions:
His non-judicial punishment did not comply with the legal and
evidentiary requirements of the Manual for Court-Martial and the
Air Force Instructions. Justice and equity call for him to
continue his service based on the unique circumstances of this
case. Title 10, Section 1552, is remedial in purpose and should
be liberally construed. Counsel refers to Oleson v United
States, 172 Ct CI 9 (1965).
On 1 May 13, he was indecently assaulted while returning to
Osan Air Base. He was returning to the base after consuming
alcohol at the Songtan Entertainment District (SED). Two
females began assaulting him in an indecent manner by trying to
take his wallet, including his military ID while pulling on his
clothes and belt.
On 2 May 13, two female Air Force non-commissioned officers
(NCO) were interviewed regarding what they observed at the time
in question. The NCOs offered to assist him back to his living
quarters, he ran and fell, his pants fell down, and he tried to
pull them up. The NCO statements were not provided to him and
his commander. The applicant did not know that the statements
existed until 3 Jun 13, almost two weeks after his imposing
commander had administered the Article 15.
On 8 May 13, he made a restricted reporting of sexual assault
and was counseled by the Sexual Assault Response Coordinator.
He also met with the Military Life Family Consultant.
On 14 May 13, he was notified by his commander of his intent to
impose non-judicial punishment under Article 15, UMCJ, for
intentionally exposing himself at the SED on or about 1 May 13,
which was a violation under Articles 120 (indecent exposure) and
134 (drunk and disorderly conduct).
On 16 May 13, through counsel, he responded to the Article 15 by
stating that while he took responsibility for placing himself in
the situation where he essentially became a target of
opportunity, he was assaulted by two attackers. His belt buckle
was broken and his pants fell down because of the assault. As a
victim, it was very difficult for him to address what happened;
therefore, he invoked his victim rights and to maintain privacy.
On 20 May 13, he enrolled in the mandatory Alcohol and Drug
Abuse Prevention & Treatment (ADAPT).
On 21 May 13, he was found guilty of violating Articles 120 and
134. He was reprimanded for intentionally exposing his
genitals. He was reduced to the grade of senior airman,
suspended through 20 Nov 13, after which time it would be
remitted, unless sooner vacated, and ordered to pay forfeitures
of $1,2011.00 for two months. In addition, he was restricted to
Osan Air Base for 60 days and reprimanded for
foolish
decision to intentionally expose [his] genitals
. The two
statements were not provided to him, his commander, or his
counsel, which contradicted the finding of guilty of intentional
exposure.
One witness statement stated, Once we got around corner Member
fell flat on his face on the corner of road. He proceeded to
get up and his pants fell down and was naked
The other
witness stated, Sherri and I took off after him when he turned
the corner he was face down, and his bare butt was in the air.
We got him up, his pants up (he pulled them) and he took off
running again
. The two statements directly contradict the
allegation of intentional exposure. Further, the police report
did not indicate any intentional exposure.
On 28 May 13, he appealed the Article 15 by submitting another
statement revealing that he was indecently assaulted by two
females while approaching the military base and that he made a
sexual assault report.
On 3 Jun 13, an email communication announced that since there
was a report of sexual assault, an additional investigation
was conducted and new evidence was discovered. The new
evidence pertained to the two statements made by two female
NCOs back on 2 May 2013.
On 13 June 2013, the Air Force declared Songtan
Entertainment District off-limits for 18 hours a day to all
airmen. The installation commander, as reported by Stars
and Stripes, determined that "This action is necessary to
ensure the safety and welfare of military and civilian
personnel and family members, and to avert incidents and
provocations detrimental to the alliance between the United
States and Republic of Korea."
On 17 June 2013, the applicant was notified that he was
placed on the Date of Separation (DOS) Rollback list. The
deadline for placing Airmen on the list was 21 June 2013.
On 18 June 2013, his commander denied his reenlistment. On 27
June 2013, he appealed his denial of re-enlistment, which
highlighted the evidentiary problems with the Article 15. In
this respect, AF Form 418 states that the applicant was drunk
and disorderly; however, the evidence supporting this
conclusion was based on the allegation of the intentional
exposure. He has shown that two individuals indecently
assaulted him, which in turn caused his belt to malfunction
and his pants to fall down. Two witnesses observed that when
his pants fell down, he pull them up.
On 25 July 2013, pursuant to AFI 51-202, he requested to
invalidate the Article 15 due to procedural and evidentiary
errors. The Article 15 does not meet the legal requirements
of the Manual for Courts-Martial and AFI 51-202. Manual for
Courts-Martial, 2012 edition, Part V states that: "Any
relevant matter may be considered, after compliance with
paragraphs 4c(1){C) and (0) of this Part' in deciding a
punishment under Article 15. Military Rule of Evidence 401
states that "'relevant evidence' is evidence having any
tendency to make the existence of any fact that is of
consequence to the determination of the action more probable
or less probable than it would be without the evidence." As
of the date of this petition, no response has been received.
Additionally, paragraph 4c(1)(C) states, that each Service
member requesting a hearing has a right to: Be informed
orally or in writing of the information against the service
member and relating to the offenses alleged; Paragraph
4c(1)(D) states: Be allowed to examine documents or physical
objects against the member which the non-judicial punishment
authority has examined in connection with the case and on
which the non-judicial punishment authority intends to rely in
deciding whether and how much non-judicial punishment to
impose.
He was not afforded meaningful right to counsel because he was
not provided all evidence required to respond to the Article
15. The right to counsel does not mean much if counsel cannot
examine all relevant documentation. In fact, after the
statements were presented to the appellate authority, he found
no violation of Article 120. The adverse language regarding
the intentional exposure in the reprimand was never removed
even though it relates to the indecent exposure (Article 120)
and being drunk and disorderly (Article 134). When the
applicant asked to remove this language, he was told that it
was not going to be removed, which violates Part V of the
Manual for Courts-Martial because the evidence does not
support the charges. The Article 15 proceedings should have
been returned to the commander so he could make a fair
decision after a thorough review.
AFI 51-202, paragraph 3.5, states that the applicant had the
right to examine all statements and evidence upon which his
commander intended to rely in arriving at a decision to impose
punishment, unless the matters are privileged or restricted by
law, regulation, or instruction. His commander was never
presented with the two statements by the two NCOs. Since his
commander was never presented with the additional evidence, he
had no opportunity to decide if he was going to consider the
two statements. Any commander would normally consider such
statements during Article 15 proceedings because they were
relevant and clearly showed that any exposure was due to the
pants falling down which in turn was caused by the assault.
Commanders who made critical decisions on non-judicial
punishment must have all evidence to make the right and fair
decision.
This case offers no exceptions of privilege or legal
prohibitions where the evidence would not have to be turned
over to him. Therefore, the Article 15 violates AFI 51-202.
This is a substantial error because the applicant was provided
with incomplete evidence, his commander could not make a fair
and thorough decision on the appropriate punishment, and his
right to counsel was denied because his counsel could not
advise him based on all the evidence that should have been
considered by the commander.
He did not receive due process under the DOS Rollback. In
this respect, the Air Force used the wrong form to process
his separation. The Fiscal Year 2013 (FY13) Enlisted DOS
Rollback (Phase II) Program states, "(NOTE: Ensure the
current version dated 10 Jul 11 of the AF Form 418 is used)"
He received AF Form 418 on 20 Jul 11 [sic]. The FY13
Enlisted DOS Rollback (Phase II) Program is dated 7 June
2013. On its face, the form is incorrect. It is possible
that someone who prepared the FY13 Enlisted DOS Rollback
(Phase II) Program attachment had a typo. However, he should
not be separated by using an incorrect form. The cutoff
period for DOS Rollback was 21 June 2013. Since the chain of
command failed to meet this deadline because it did not
follow proper rules and procedures, he must be allowed to
continue his service.
The applicant did not receive the supporting documentation for
AF Form 418. FY13 Enlisted DOS Rollback (Phase II) Program
states in paragraph 2.7.1.5 that each Airman facing Rollback
will be provided with a copy of the AF Form 418 and supporting
documentation. If the supporting documentation is based on
the improper Article 15, including language indicating that he
intentionally exposed himself, then this results in incorrect
military records and it is just and proper to correct it.
The applicants complete submission, with attachments, is at
Exhibit A.
STATEMENT OF FACTS:
On 21 May 13, the applicants commander rendered him an Article
15 for violating Articles 120 and 134 of the UCMJ.
Specifically, on or about 1 May 13, he was drunk and disorderly
which conduct was of a nature to bring discredit upon the armed
forces for which he received a reduction in grade to the grade
of senior airman, suspended thorough 20 Nov 13, after which time
it was remitted without further action, forfeited $1,201.00 pay
per month for two months, and was restricted to Osan Air Base
for 60 days.
On 6 Jun 13, his commander reversed his decision on violating
Article 120 (indecent exposure charge) and removed this charge
from the Article 15.
On 20 Sep 13, the applicant was furnished an honorable
discharge, and was credited with 10 years and 5 days of active
service.
The remaining relevant facts pertaining to this application are
contained in the memorandum prepared by the Air Force office of
primary responsibility, which is attached at Exhibit C, D, E, F,
and G.
AIR FORCE EVALUATION:
AFLOA/JAJM recommends denial. Please note that the applicant
makes several requests regarding his military service which
are not military justice matters; therefore, JAJM is only
providing analysis and recommendations on the Article 15
process.
The applicant's squadron commander offered the applicant
nonjudicial punishment under Article 15 for alleged drunk and
disorderly conduct on or about 1 May 2013, in violation of
Article 134, UCMJ, and indecent exposure, in violation of
Article 120c, UCMJ. After consulting with counsel, the
applicant waived his right to court-martial, accepted
nonjudicial punishment proceedings, and submitted a written
presentation. After considering the available evidence and the
applicant's written presentation, the squadron commander found
that the applicant committed the charged offenses.
On 3 June 2013, the Chief of Adverse Actions at Osan AB wrote
to the applicant's counsel explaining that allegations the
applicant had been sexually assaulted prompted further
investigation, which produced two relevant witness statements.
The additional evidence was provided to defense counsel. On
6 June 2013, after reviewing these additional statements, the
squadron commander reversed his decision on the indecent
exposure charge, but still found the applicant guilty of being
drunk and disorderly.
In this case, the applicant was accused of pulling down his
pants in public intentionally exposing his genitals and drunk
and disorderly conduct. Two individuals provided statements
that supported the applicant's contention that he did not
intentionally expose himself. These statements were not
provided to the squadron commander, the applicant, or the
applicant's counsel at the time the applicant accepted
Article 15 proceedings or when the squadron commander made his
initial decision. However, these statements were provided to
all parties at the time of the applicant's appeal. The group
commander, the Article 15 appellate authority, after considering
all the evidence denied the applicant's appeal. Both the
squadron commander and group commander had the best opportunity
to evaluate the evidence for this action. With that
perspective, these commanders exercised their discretion that
the applicant granted when the applicant accepted the
Article 15 and found nonjudicial punishment appropriate.
The legal review process showed that neither the squadron
commander nor group commander acted arbitrarily or
capriciously in making the nonjudicial punishment decisions.
The applicant does not make a compelling argument that the
Board should overturn the commander's nonjudicial punishment
decision based on injustice.
A complete copy of the AFLOA/JAJM evaluation is at Exhibit C.
AFPC/DPSIM recommends denial. On 21 May 13, the commander
imposed nonjudicial punishment and the applicant acknowledged
receipt. IAW AFI 51-202, Nonjudicial Punishment, following
full and fair consideration of the evidence, including any
matters presented by the member, the commander indicates the
member committed one or more of the offenses alleged and
impose punishment as listed in Item 14 of the AF Form 3070A,
Record of Nonjudicial Punishment Proceedings. The commander
lines out and initials any offense(s) for which NJP is not
appropriate or which the member did not commit. If the
member committed one or more lesser included offenses, the
commander consults with the Staff Judge Advocate before
changing an alleged offense to a lesser included offense.
DPSIM cannot speak to whether or not the commander's actions
were just or not; at most, they can only discuss if proper
procedures were followed in the administration of the action.
After careful review, they determined the evidence presents
only minor discrepancies that have no bearing on the
administrative action itself.
The complete AFPC/DPSIM evaluation is at Exhibit D.
AFPC/DPSID does not provide a recommendation. The Evaluation
Procedures and Appeals office reviewed the applicant's request
and determined that there is no action required by their
office. In this respect, the applicant's 2013 Enlisted
Performance Report (EPR) pertaining to the mention of the
Article 15 was never processed nor made a matter of record;
therefore, there is no report to contend. The applicant
separated on 20 Sep 13; since this would have been the
applicant's last report on active duty, it is probable that the
report was rendered optional by the rating officials. IAW AFI
36- 2406, paragraph 3.4.8 states: When the criteria under
retirement or separation are met, an annual evaluation becomes
optional. Paragraph 3.4.10. states that personnel with an
approved separation date, provided the following criteria are
met: The enlisted member's approved separation is not a result
of discharge action under AFI 36-3208, paragraph 6.4, and the
Date of Separation (DOS) is within one year of the projected
annual close-out date, the separation was approved prior to the
projected annual close-out date, and the ratee is not being
released from active duty to the Reserves (AD or non-AD) or
another service, then no evaluation is required.
The complete DPSID evaluation is at Exhibit E.
AFPC/DPSOE does not provide a recommendation regarding the
applicants request to have his line number to technical
sergeant reinstated. After thoroughly reviewing the
applicant's weighted airman promotion system (WAPS) record
reflects that he has never been selected for promotion to
TSgt. Based on his date of rank (DOR) to SSgt, the applicant
was considered and non-selected twice for promotion to TSgt
prior to his discharge on 20 Sep 13. The first time the
applicant was considered for promotion to TSgt was cycle 12E6,
his total score was 310.78 and the score required for
selection in his AFSC was 312.33. The second time he was
considered for promotion to TSgt was cycle 13E6, his total
score was 333.53 and the score required for selection in his
AFSC was 335.43.
The complete DPSOE evaluation is at Exhibit F.
AFPC/DPSOR recommends denying the applicants request to be
reinstated into the Air Force. The applicant was separated
under the FY13 Force Management Program with an RE code of 2X,
first-term, second term or career airman was considered but not
selected for reenlistment under the Selective Reenlistment
Program (SRP). Based upon the applicant's denial of
reenlistment, he was separated with a Separation Code of
"LGH", Non-retention on active duty, which was properly
reflected on his DD Form 214. Based on the commander's non-
recommendation for retention, the applicant was released from
active duty and given an honorable discharge characterization
of service. This characterization is correct as indicated on
the applicant's DD Form 214.
The complete DPSOR evaluation is at Exhibit G.
APPLICANT'S REVIEW OF AIR FORCE EVALUATION:
In a 3-page rebuttal, the applicants counsel reiterates his
original contentions and adds the following comments:
An Article 15 is corrective in nature; its purpose is to empower
commanders with prompt means of promoting good behavior changes
and is imposed for minor offenses. Whether an offense is minor
depends on several factors: the nature of the offense and the
circumstances surrounding its commission; the offenders age,
rank, duty assignment, record and experience; and the maximum
sentence imposable for the offense if tried by general court
martial. MCM, Part V, para 1e.
This is unlike any other case, where an airmen is drunk and yells
on base. This is a case of a victim of an indent [sic] assault,
who runs at night and falls because the assailants removed his
belt from his pants; he continues in an effort of escaping.
The commander who recognized that there was no violation of an
Article 120, realized that the accidental exposure was the
result of the assault. However, running and tripping on base
following the assault because of the falling pants is also the
result of the assault. Thus, in the interest of fairness and
justice, this victim should not be victimized again with another
punishment. Prior to the assault, the applicant was walking
without any issues by himself to the base. After the assault,
his clothes were in disarray, his belt removed, he felt pursued,
and continued to run and fall in the middle of the night. The
unique facts of this case, coupled with his reporting, and the
commander reversing the Article 120 charge, warrants granting the
requested relief.
Article 134 has the following elements: The accused was drunk,
disorderly, or drunk and disorderly on board ship or in some
other place; that, under the circumstances, the conduct of the
accused was to the prejudice of good order and discipline in the
armed forces or was of a nature to bring discredit in the armed
forces.
In addition, the burden of proving the Article 134 violation is
on the Government. Here, the investigation failed to prove that
the conduct in question was service discrediting. This is
because reactions of victims of an assault are not service
discrediting. How can running, falling, and running again be
discrediting the service when we know that the victim believes
that he is pursued by the attackers on a military base
immediately following the assault off base at night.
The applicants rebuttal is at Exhibit I.
THE BOARD CONCLUDES THAT:
1. The applicant has exhausted all remedies provided by
existing law or regulations.
2. The application was timely filed.
3. Insufficient relevant evidence has been presented to
demonstrate the existence of an error or injustice regarding the
applicants requests to have his Article 15 removed from his
records, to be reinstated into the Air Force, to remove adverse
information from his official personnel documents, and to
reinstate his line number for promotion to technical sergeant.
We took notice of the arguments raised by the applicants
counsel; however, after a thorough review of the complete
evidence of record and the applicants submission, we agree with
the opinions and recommendations of the Air Force offices of
primary responsibility and adopt their rationale as the basis
for our conclusion the applicant has not been the victim of
error or injustice. While we acknowledge there appear to have
been errors made in the administration of the article 15, we are
satisfied they were harmless error that did not deprive the
applicant of fair and equitable due process. As such we find no
basis to substitute our judgment for that of the commander and
appeal authority that were in the best position to determine the
weight and relevance of the evidence considered. In our view
the evidence does not support that the commander and appeal
authoritys actions were arbitrary and capricious. In the
absence of persuasive evidence to the contrary, we find no
compelling basis upon which to recommend granting any of the
relief sought in this application.
4. The applicants case is adequately documented and it has not
been shown that a personal appearance with or without counsel
will materially add to our understanding of the issues involved.
Therefore, the request for a hearing is not favorably
considered.
THE BOARD DETERMINES THAT:
The applicant be notified the evidence presented did not
demonstrate the existence of material error or injustice; the
application was denied without a personal appearance; and the
application will only be reconsidered upon the submission of
newly discovered relevant evidence not considered with this
application.
The following members of the Board considered AFBCMR Docket
Number BC-2013-03699 in Executive Session on 18 Nov 14 under the
provisions of AFI 36-2603:
, Panel Chair
, Member
, Member
The following documentary evidence for AFBCMR Docket Number BC-
2013-03699 was considered:
Exhibit A. DD Form 149, dated 26 Jul 13, w/atchs.
Exhibit B. Applicant's Master Personnel Records.
Exhibit C. Letter, AFLOA/JAJM, dated 17 Sep 13.
Exhibit D. Letter, AFPC/DPSIM, dated 13 Dec 13.
Exhibit E. Letter, AFPC/DPSID, dated 8 Aug 14.
Exhibit F. letter, AFPC/DPSOE, dated, 22 Aug 14.
Exhibit G. Letter, AFPC/DPSOR, dated, 15 Sep 14.
Exhibit H. Letter, SAF/MRBR, dated 19 Sep 14.
Exhibit I. Letter, Applicants Counsel, dated 18 Oct 14.
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